The Commodity Futures Trading Commission announced Judge R. Gary Klausner of the U.S. District Court for the Central District of ...
CN Editor
April 26, 2024
CFTC TECHNOLOGY ADVISORY COMMITTEE ADVANCES REPORT AND RECOMMENDATIONS TO THE CFTC ON RESPONSIBLE ARTIFICIAL INTELLIGENCE IN FINANCIAL MARKETS
FEDERAL COURT ORDERS UNREGISTERED POOL OPERATOR AND ITS PRESIDENT TO PAY OVER $11 MILLION FOR FOREX FRAUD
FEDERAL COURT ORDERS CALIFORNIA MAN AND HIS COMPANY TO PAY $9 MILLION IN RESTITUTION AND PENALTIES FOR FOREX FRAUD
FEDERAL COURT SANCTIONS NEVADA METALS TRADER FOR SPOOFING IN GOLD AND SILVER MARKETS
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CIRO SANCTONS BMO NESBITT BURNS FOR SUPERVISORY FAILURES
NEW WAY OF PAYING FOR INVESTMENT RESEARCH PROPOSED BY THE FINANCIAL REGULATOR
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WILL 2024 BE THE YEAR OF COMPLIANCE TECHNOLOGY?